POST ACC532 All Assignments Latest 2019 November

<span itemprop="name">POST ACC532 All Assignments Latest 2019 November</span>

Question

ACC532 Enterprise Risk Management (ERM)

Unit 1 Assignment SWOT Analysis

For this assignment you will prepare a SWOT Analysis of Global Computer Products, a hypothetical company that is illustrated on page 17 of your COSO Enterprise Risk ebook.

Overview:

For this assignment you will prepare a SWOT Analysis of Global Computer Products, ahypothetical company that is illustrated on page 17 of your COSO Enterprise Riskebook.

Instructions:

• Conduct a SWOT analysis based on the information provided.

• Include the top five factors in each category.

• Responses should be supported with reliable research on how the weaknessesand threats can be mitigated.

• Cite sources.

ACC532 Enterprise Risk Management (ERM)

Unit 2 Assignment – Recommendation Letter

For this assignment you will write a recommendation letter addressed to the Board of Directors of your hypothetical audit client for the formation of a compliance assessment team.

For this assignment you will write a recommendation letter addressed to the Board ofDirectors of your hypothetical audit client for the formation of a compliance assessmentteam.

Instructions

• Assume that the audit client is a publicly held organization.

• Choose what type of business they operate and their industry classification.

• Address the following:

o What are the requirements of the NYSE, SEC and credit rating agencies?

o Provide detail to justify the need for a compliance assessment team foryour audit client.

o What other compliance related requirements are important functionsrelating to governance, risk, and compliance (GRC) that the complianceassessment team will be responsible for?

o What necessary compliance recommendations would you make to youraudit client?

ACC532 Enterprise Risk Management (ERM)

Unit 3 Assignment – Risk Management Practices

Now that you understand the relationship between the COSO framework and SOX internal controls, in this assignment you will put it into practice.

Your client does not understand why all the compliance steps and processes are necessary. The organization needs your guidance to improve internal controls to be in compliance. Conduct an investigation culminating with a detailed letter to help your client understand and apply the relationship between strategies, risk, and the need for internal control.

Instructions:

• Assume that the client is a publicly held organization.

• Choose what type of business they operate and their industry classification.

• Address the following in a letter to your client:

o Indication of the type of business and industry classification.

o Explanation of the relationanship between strategies, risk, and the needfor internal controls.

o Feasible plan to move forward with implementation of a better ERMsystem.

• Cite sources

ACC532 Enterprise Risk Management (ERM)

Unit 4 Assignment – Model Comparison

ISO 31000 is another ERM framework/model that is widely used. In this assignment, you will analyze the similarities and differences between ISO 31000 and COSO ERM and explore situations where it would be appropriate to use either one or both.

Instructions:

• Compare and contrast COSO ERM from ISO 31000.

o Identify the similarities and differences between the two models.

o Provide scenarios when it is applicable to use either one or both.

ACC532 Enterprise Risk Management (ERM)

Unit 5 Group Assignment – Risk Mitigation Analysis

As a group, choose a publicly held company that suffered a major loss in the last 5 years. Working together, analyze the loss suffered and develop a formal recommendation of risk prevention measures. The group leader will facilitate the discussion and submit the final document.

Instructions:

• The group leader will act as the facilitator moderating the discussion and keepingthe group on task.

• As a group, determine who will assume the following roles:

o Recorder – summarizes the group discussions in a Word documentshared with the group.

o Reporter – finalizes the Word document to be submitted by the Leader.

• In your team discussion,

o Research then choose a company that suffered a major loss in the last 5years.

o Analyze the loss suffered.

? Could the loss have been prevented?

? If yes, what actions should have been undertaken to prevent theloss.

? If not, what precautionary measures are there available that couldhave helped the organization prepare for this loss?

o Develop a recommendation of risk prevention measures.

? From your analysis of the situation, what recommendations do youhave for this organization?

? In providing a recommendation, think of not just addressing theproblem but focus on proactive actionable policies and proceduresthat can help diagnose the symptoms, detect potential problems before they occur or early warning signs or trends that riskmanagers must pay attention to.

? Include all relevant sources.

ACC532 Enterprise Risk Management (ERM)

Unit 6 Group Assignment – Culture and Climate

For this group assignment, your group will first choose any publicly held organization.

You will then research and write a report that evaluates the corporate culture andclimate of the organization in relation to risk management. The group leader willfacilitate the discussion and submit the final document.

Instructions:

• The group leader will act as the facilitator moderating the discussion and keepingthe group on task.

• As a group, determine who will assume the following roles:

o Recorder – summarizes the group discussions in a Word documentshared with the group.

o Reporter – finalizes the Word document to be submitted by the Leader.

• In your team discussion,

o Choose a publicly held company with an interesting corporate culture,positive or negative, for example Google or Wells Fargo.

o Review the Kimbrough &Componation article in Readings andResources. Follow the guidelines provided to describe the culture andclimate of the organization from information that is publicly available. UseExhibit 2 on page 20 of this article to describe how the behaviors that youobserve are manifested.

o Evaluate the culture and climate in relation to risk management including:

? Its impact on decision-making and risk behaviors.

? The relation of corporate and employee goals to desired riskmanagement outcomes.

? Risk Responsiveness

• Everyone’s role and responsibility

• Employees as risk managers

• Protecting the organization

o Include all relevant sources

ACC532 Enterprise Risk Management (ERM)

Unit 8 Group Assignment – Proposal

Overview:

This is a culmination of your Unit 6 group project. For this final project, due in Unit 8,you will prepare two items for submission: a proposal to the Board of Directors (BOD)regarding your findings including a risk dashboard and a 10-minute presentation withaudio highlighting your recommendations to the BOD.

This document will provide the details of the first item, the written proposal and riskdashboard.

Instructions:

• The group leader will act as the facilitator moderating the discussion and keepingthe group on task.

• As a group, determine who will assume the following roles:

o Recorder – summarizes the group discussions in a Word documentshared with the group.

o Reporter – finalizes the Word document to be submitted by the Leader.

• In your team discussion,

o Use the publicly held company you chose from Unit 6.

o Provide a proposal including the following:

? Your findings based on the risk assessment you conducted.

? Your recommendations based on your risk assessment.

? Risk dashboard

o Include all relevant sources.

ACC532 Enterprise Risk Management (ERM)

Unit 8 Group Assignment – Presentation

Overview:

This is a culmination of your Unit 6 group project. For this final project, due in Unit 8,you will prepare two items for submission: a proposal to the Board of Directors (BOD)regarding your findings including a risk dashboard and a 10-minute presentation withaudio highlighting your recommendations to the BOD.

This document will provide the details of the audio presentation.

Instructions:

• The group leader will act as the facilitator moderating the discussion and keepingthe group on task. He/she will submit the final PowerPoint presentationdocument.

• As a group, determine who will assume the following roles:

o Presentation Recorder – summarizes the group discussions in a Worddocument shared with the group.

o Reporter – creates the PowerPoint document from the Presentation

Recorder’s document including audio script in the Notes section of eachslide.

o Audio Recorder – records the Notes script as audio within the PowerPointpresentation.

• In your team discussion,

o Use the publicly held company you chose from Unit 6.

o Create a PowerPoint presentation including the following:

? Title Slide includes presentation title and all members names.

? Final Slide includes all relevant sources.

? In the other slides, highlight your proposal recommendations in asimple and professional manner.

? Use appropriate visual images to engage your target audience.

? Be creative in preparing your presentation with your intendedaudience in mind.

o Record audio on each slide including the script in the Notes section ofeach slide